3(21) & 3(38) Fiduciary Services
As a plan sponsor, you carry significant fiduciary responsibility. Parallax 401k helps you manage that responsibility with confidence.
We offer both 3(21) co-fiduciary and 3(38) investment manager services to help you meet your obligations and protect your organization.
Our Fiduciary Services Includes:
3(21) Investment Advice
Shared fiduciary responsibility with expert investment guidance for plan sponsors.
3(38) Investment Management
Full discretion over the plan fund lineup, shifting the responsibility of fund selection and monitoring.
IPS Development
Comprehensive Investment Policy Statement development to establish clear guidelines for plan governance.
Investment Reviews
Detailed periodic investment reviews to monitor performance and maintain adherence to the IPS.
Ongoing documentation and training for plan fiduciaries to mitigate organizational risk and liability.